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SUPREME COURT OF THE UNITED STATES
TROXEL et vir. v. GRANVILLE
CERTIORARI TO THE SUPREME COURT OF WASHINGTON
No. 99—138.
Argued January 12, 2000–Decided June 5, 2000
Syllabus:
Washington Rev. Code §26.10.160(3) permits
“[a]ny person” to petition for visitation rights “at any time” and
authorizes state superior courts to grant such rights whenever visitation may
serve a child’s best interest. Petitioners Troxel petitioned for the right to
visit their deceased son’s daughters. Respondent Granville, the girls’
mother, did not oppose all visitation, but objected to the amount sought by the
Troxels. The Superior Court ordered more visitation than Granville desired, and
she appealed. The State Court of Appeals reversed and dismissed the Troxels’
petition. In affirming, the State Supreme Court held, inter alia, that §26.10.160(3)
unconstitutionally infringes on parents’ fundamental right to rear their
children. Reasoning that the Federal Constitution permits a State to interfere
with this right only to prevent harm or potential harm to the child, it found
that §26.10.160(3) does not require a threshold showing of harm and sweeps too
broadly by permitting any person to petition at any time with the only
requirement being that the visitation serve the best interest of the child.
Held:
The judgment is affirmed.
Majority Opinion:
Justice O’Connor announced the judgment of the
Court and delivered an opinion, in which The Chief Justice, Justice Ginsburg,
and Justice Breyer join.
Section 26.10.160(3) of
the Revised Code of Washington permits “[a]ny person” to petition a superior
court for visitation rights “at any time,” and authorizes that court to
grant such visitation rights whenever “visitation may serve the best interest
of the child.” Petitioners Jenifer and Gary Troxel petitioned a Washington
Superior Court for the right to visit their grandchildren, Isabelle and Natalie
Troxel. Respondent Tommie Granville, the mother of Isabelle and Natalie, opposed
the petition. The case ultimately reached the Washington Supreme Court, which
held that §26.10.160(3) unconstitutionally interferes with the fundamental
right of parents to rear their children.
Tommie Granville and Brad
Troxel shared a relationship that ended in June 1991. The two never married, but
they had two daughters, Isabelle and Natalie. Jenifer and Gary Troxel are
Brad’s parents, and thus the paternal grandparents of Isabelle and Natalie.
After Tommie and Brad separated in 1991, Brad lived with his parents and
regularly brought his daughters to his parents’ home for weekend visitation.
Brad committed suicide in May 1993. Although the Troxels at first continued to
see Isabelle and Natalie on a regular basis after their son’s death, Tommie
Granville informed the Troxels in October 1993 that she wished to limit their
visitation with her daughters to one short visit per month. In re Smith,
137 Wash. 2d 1, 6, 969 P.2d 21, 23—24 (1998); In re Troxel, 87
Wash. App. 131, 133, 940 P.2d 698, 698—699 (1997).
In December 1993, the
Troxels commenced the present action by filing, in the Washington Superior Court
for Skagit County, a petition to obtain visitation rights with Isabelle and
Natalie. The Troxels filed their petition under two Washington statutes, Wash.
Rev. Code §§26.09.240 and 26.10.160(3) (1994). Only the latter statute is at
issue in this case. Section 26.10.160(3) provides: “Any person may petition
the court for visitation rights at any time including, but not limited to,
custody proceedings. The court may order visitation rights for any person when
visitation may serve the best interest of the child whether or not there has
been any change of circumstances.” At trial, the Troxels requested two
weekends of overnight visitation per month and two weeks of visitation each
summer. Granville did not oppose visitation altogether, but instead asked the
court to order one day of visitation per month with no overnight stay. 87 Wash.
App., at 133—134, 940 P.2d, at 699. In 1995, the Superior Court issued an oral
ruling and entered a visitation decree ordering visitation one weekend per
month, one week during the summer, and four hours on both of the petitioning
grandparents’ birthdays. 137 Wash. 2d, at 6, 969 P.2d, at 23; App. to Pet. for
Cert. 76a—78a.
Granville appealed,
during which time she married Kelly Wynn. Before addressing the merits of
Granville’s appeal, the Washington Court of Appeals remanded the case to the
Superior Court for entry of written findings of fact and conclusions of law. 137
Wash.2d, at 6, 969 P.2d, at 23. On remand, the Superior Court found that
visitation was in Isabelle and Natalie’s best interests:
“The Petitioners [the Troxels] are part of a
large, central, loving family, all located in this area, and the Petitioners can
provide opportunities for the children in the areas of cousins and music.
“ … The court took into consideration all
factors regarding the best interest of the children and considered all the
testimony before it. The children would be benefitted from spending quality time
with the Petitioners, provided that that time is balanced with time with the
childrens’ [sic] nuclear family. The court finds that the childrens’ [sic]
best interests are served by spending time with their mother and stepfather’s
other six children.” App. 70a.
Approximately nine months after the Superior
Court entered its order on remand, Granville’s husband formally adopted
Isabelle and Natalie. Id., at 60a—67a.
The Washington Court of
Appeals reversed the lower court’s visitation order and dismissed the Troxels’
petition for visitation, holding that nonparents lack standing to seek
visitation under §26.10.160(3) unless a custody action is pending. In the Court
of Appeals’ view, that limitation on nonparental visitation actions was
“consistent with the constitutional restrictions on state interference with
parents’ fundamental liberty interest in the care, custody, and management of
their children.” 87 Wash. App., at 135, 940 P.2d, at 700 (internal quotation
marks omitted). Having resolved the case on the statutory ground, however, the
Court of Appeals did not expressly pass on Granville’s constitutional
challenge to the visitation statute. Id., at 138, 940 P.2d, at 701.
The Washington Supreme
Court granted the Troxels’ petition for review and, after consolidating their
case with two other visitation cases, affirmed. The court disagreed with the
Court of Appeals’ decision on the statutory issue and found that the plain
language of §26.10.160(3) gave the Troxels standing to seek visitation,
irrespective of whether a custody action was pending. 137 Wash. 2d, at 12, 969
P.2d, at 26—27. The Washington Supreme Court nevertheless agreed with the
Court of Appeals’ ultimate conclusion that the Troxels could not obtain
visitation of Isabelle and Natalie pursuant to §26.10.160(3). The court rested
its decision on the Federal Constitution, holding that §26.10.160(3)
unconstitutionally infringes on the fundamental right of parents to rear their
children. In the court’s view, there were at least two problems with the
nonparental visitation statute. First, according to the Washington Supreme
Court, the Constitution permits a State to interfere with the right of parents
to rear their children only to prevent harm or potential harm to a child.
Section 26.10.160(3) fails that standard because it requires no threshold
showing of harm. Id., at 15—20, 969 P.2d, at 28—30. Second, by
allowing “ ‘any person’ to petition for forced visitation of a child
at ‘any time’ with the only requirement being that the visitation serve the
best interest of the child,” the Washington visitation statute sweeps too
broadly. Id., at 20, 969 P.2d, at 30. “It is not within the province of
the state to make significant decisions concerning the custody of children
merely because it could make a ‘better’ decision.” Ibid., 969 P.2d,
at 31. The Washington Supreme Court held that “[p]arents have a right to limit
visitation of their children with third persons,” and that between parents and
judges, “the parents should be the ones to choose whether to expose their
children to certain people or ideas.” Id., at 21, 969 P.2d, at 31. Four
justices dissented from the Washington Supreme Court’s holding on the
constitutionality of the statute. Id., at 23—43, 969 P.2d, at 32—42.
We granted certiorari, 527
U.S. 1069 (1999), and now affirm the judgment.
II
The demographic changes
of the past century make it difficult to speak of an average American family.
The composition of families varies greatly from household to household. While
many children may have two married parents and grandparents who visit regularly,
many other children are raised in single-parent households. In 1996, children
living with only one parent accounted for 28 percent of all children under age
18 in the United States. U.S. Dept. of Commerce, Bureau of Census, Current
Population Reports, 1997 Population Profile of the United States 27 (1998).
Understandably, in these single-parent households, persons outside the nuclear
family are called upon with increasing frequency to assist in the everyday tasks
of child rearing. In many cases, grandparents play an important role. For
example, in 1998, approximately 4 million children–or 5.6 percent of all
children under age 18–lived in the household of their grandparents. U.S. Dept.
of Commerce, Bureau of Census, Current Population Reports, Marital Status and
Living Arrangements: March 1998 (Update), p. i (1998).
The nationwide enactment
of nonparental visitation statutes is assuredly due, in some part, to the
States’ recognition of these changing realities of the American family.
Because grandparents and other relatives undertake duties of a parental nature
in many households, States have sought to ensure the welfare of the children
therein by protecting the relationships those children form with such third
parties. The States’ nonparental visitation statutes are further supported by
a recognition, which varies from State to State, that children should have the
opportunity to benefit from relationships with statutorily specified
persons–for example, their grandparents. The extension of statutory rights in
this area to persons other than a child’s parents, however, comes with an
obvious cost. For example, the State’s recognition of an independent
third-party interest in a child can place a substantial burden on the
traditional parent-child relationship. Contrary to Justice Stevens’
accusation, our description of state nonparental visitation statutes in these
terms, of course, is not meant to suggest that “children are so much
chattel.” Post, at 10 (dissenting opinion). Rather, our terminology is
intended to highlight the fact that these statutes can present questions of
constitutional import. In this case, we are presented with just such a question.
Specifically, we are asked to decide whether §26.10.160(3), as applied to
Tommie Granville and her family, violates the Federal Constitution.
The Fourteenth
Amendment provides that no State shall “deprive any person of life,
liberty, or property, without due process of law.” We have long recognized
that the Amendment’s Due Process Clause, like its Fifth
Amendment counterpart, “guarantees more than fair process.” Washington
v. Glucksberg, 521
U.S. 702, 719 (1997). The Clause also includes a substantive component that
“provides heightened protection against government interference with certain
fundamental rights and liberty interests.” Id., at 720; see also Reno
v. Flores, 507
U.S. 292, 301—302 (1993).
The liberty interest at
issue in this case–the interest of parents in the care, custody, and control
of their children–is perhaps the oldest of the fundamental liberty interests
recognized by this Court. More than 75 years ago, in Meyer v. Nebraska,
262 U.S.
390, 399, 401 (1923), we held that the “liberty” protected by the Due
Process Clause includes the right of parents to “establish a home and bring up
children” and “to control the education of their own.” Two years later, in
Pierce v. Society of Sisters, 268
U.S. 510, 534—535 (1925), we again held that the “liberty of parents and
guardians” includes the right “to direct the upbringing and education of
children under their control.” We explained in Pierce that “[t]he
child is not the mere creature of the State; those who nurture him and direct
his destiny have the right, coupled with the high duty, to recognize and prepare
him for additional obligations.” Id., at 535. We returned to the
subject in Prince v. Massachusetts, 321
U.S. 158 (1944), and again confirmed that there is a constitutional
dimension to the right of parents to direct the upbringing of their children.
“It is cardinal with us that the custody, care and nurture of the child reside
first in the parents, whose primary function and freedom include preparation for
obligations the state can neither supply nor hinder.” Id., at 166.
In subsequent cases also,
we have recognized the fundamental right of parents to make decisions concerning
the care, custody, and control of their children. See, e.g., Stanley
v. Illinois, 405
U.S. 645, 651 (1972) (“It is plain that the interest of a parent in the
companionship, care, custody, and management of his or her children ‘come[s]
to this Court with a momentum for respect lacking when appeal is made to
liberties which derive merely from shifting economic arrangements’ ”
(citation omitted)); Wisconsin v. Yoder, 406
U.S. 205, 232 (1972) (“The history and culture of Western civilization
reflect a strong tradition of parental concern for the nurture and upbringing of
their children. This primary role of the parents in the upbringing of their
children is now established beyond debate as an enduring American tradition”);
Quilloin v. Walcott, 434
U.S. 246, 255 (1978) (“We have recognized on numerous occasions that the
relationship between parent and child is constitutionally protected”); Parham
v. J. R., 442
U.S. 584, 602 (1979) (“Our jurisprudence historically has reflected
Western civilization concepts of the family as a unit with broad parental
authority over minor children. Our cases have consistently followed that
course”); Santosky v. Kramer, 455
U.S. 745, 753 (1982) (discussing “[t]he fundamental liberty interest of
natural parents in the care, custody, and management of their child”); Glucksberg,
supra, at 720 (“In a long line of cases, we have held that, in addition
to the specific freedoms protected by the Bill of Rights, the ‘liberty’
specially protected by the Due Process Clause includes the righ[t] … to direct
the education and upbringing of one’s children” (citing Meyer and Pierce)).
In light of this extensive precedent, it cannot now be doubted that the Due
Process Clause of the Fourteenth
Amendment protects the fundamental right of parents to make decisions
concerning the care, custody, and control of their children.
Section 26.10.160(3), as
applied to Granville and her family in this case, unconstitutionally infringes
on that fundamental parental right. The Washington nonparental visitation
statute is breathtakingly broad. According to the statute’s text, “[a]ny
person may petition the court for visitation rights at any time,”
and the court may grant such visitation rights whenever “visitation may serve the
best interest of the child.” §26.10.160(3) (emphases added). That
language effectively permits any third party seeking visitation to subject any
decision by a parent concerning visitation of the parent’s children to
state-court review. Once the visitation petition has been filed in court and the
matter is placed before a judge, a parent’s decision that visitation would not
be in the child’s best interest is accorded no deference. Section 26.10.160(3)
contains no requirement that a court accord the parent’s decision any
presumption of validity or any weight whatsoever. Instead, the Washington
statute places the best-interest determination solely in the hands of the judge.
Should the judge disagree with the parent’s estimation of the child’s best
interests, the judge’s view necessarily prevails. Thus, in practical effect,
in the State of Washington a court can disregard and overturn any
decision by a fit custodial parent concerning visitation whenever a third party
affected by the decision files a visitation petition, based solely on the
judge’s determination of the child’s best interests. The Washington Supreme
Court had the opportunity to give §26.10.160(3) a narrower reading, but it
declined to do so. See, e.g., 137 Wash. 2d, at 5, 969 P.2d, at 23
(“[The statute] allow[s] any person, at any time, to petition for visitation
without regard to relationship to the child, without regard to changed
circumstances, and without regard to harm”); id., at 20, 969 P.2d, at
30 (“[The statute] allow[s] ‘any person’ to petition for forced visitation
of a child at ‘any time’ with the only requirement being that the visitation
serve the best interest of the child”).
Turning to the facts of
this case, the record reveals that the Superior Court’s order was based on
precisely the type of mere disagreement we have just described and nothing more.
The Superior Court’s order was not founded on any special factors that might
justify the State’s interference with Granville’s fundamental right to make
decisions concerning the rearing of her two daughters. To be sure, this case
involves a visitation petition filed by grandparents soon after the death of
their son–the father of Isabelle and Natalie–but the combination of several
factors here compels our conclusion that §26.10.160(3), as applied, exceeded
the bounds of the Due Process Clause.
First, the Troxels did
not allege, and no court has found, that Granville was an unfit parent. That
aspect of the case is important, for there is a presumption that fit parents act
in the best interests of their children. As this Court explained in Parham:
“[O]ur constitutional system long ago rejected
any notion that a child is the mere creature of the State and, on the contrary,
asserted that parents generally have the right, coupled with the high duty, to
recognize and prepare [their children] for additional obligations. … The
law’s concept of the family rests on a presumption that parents possess what a
child lacks in maturity, experience, and capacity for judgment required for
making life’s difficult decisions. More important, historically it has
recognized that natural bonds of affection lead parents to act in the best
interests of their children.” 442 U.S., at 602 (alteration in original)
(internal quotation marks and citations omitted).
Accordingly, so long as a parent adequately cares
for his or her children (i.e., is fit), there will normally be no reason
for the State to inject itself into the private realm of the family to further
question the ability of that parent to make the best decisions concerning the
rearing of that parent’s children. See, e.g., Flores, 507 U.S.,
at 304.
The problem here is not
that the Washington Superior Court intervened, but that when it did so, it gave
no special weight at all to Granville’s determination of her daughters’ best
interests. More importantly, it appears that the Superior Court applied exactly
the opposite presumption. In reciting its oral ruling after the conclusion of
closing arguments, the Superior Court judge explained:
“The burden is to show that it is in the best
interest of the children to have some visitation and some quality time with
their grandparents. I think in most situations a commonsensical approach [is
that] it is normally in the best interest of the children to spend quality time
with the grandparent, unless the grandparent, [sic] there are some issues
or problems involved wherein the grandparents, their lifestyles are going to
impact adversely upon the children. That certainly isn’t the case here from
what I can tell.” Verbatim Report of Proceedings in In re Troxel,
No. 93—3—00650—7 (Wash. Super. Ct., Dec. 14, 19, 1994), p. 213
(hereinafter Verbatim Report).
The judge’s comments suggest that he presumed
the grandparents’ request should be granted unless the children would be
“impact[ed] adversely.” In effect, the judge placed on Granville, the fit
custodial parent, the burden of disproving that visitation would be in
the best interest of her daughters. The judge reiterated moments later: “I
think [visitation with the Troxels] would be in the best interest of the
children and I haven’t been shown it is not in [the] best interest of the
children.” Id., at 214.
The decisional framework
employed by the Superior Court directly contravened the traditional presumption
that a fit parent will act in the best interest of his or her child. See Parham,
supra, at 602. In that respect, the court’s presumption failed to
provide any protection for Granville’s fundamental constitutional right to
make decisions concerning the rearing of her own daughters. Cf., e.g.,
Cal. Fam. Code Ann. §3104(e) (West 1994) (rebuttable presumption that
grandparent visitation is not in child’s best interest if parents agree that
visitation rights should not be granted); Me. Rev. Stat. Ann., Tit. 19A, §1803(3)
(1998) (court may award grandparent visitation if in best interest of child and
“would not significantly interfere with any parent-child relationship or with
the parent’s rightful authority over the child”); Minn. Stat. §257.022(2)(a)(2)
(1998) (court may award grandparent visitation if in best interest of child and
“such visitation would not interfere with the parent-child relationship”);
Neb. Rev. Stat. §43—1802(2) (1998) (court must find “by clear and
convincing evidence” that grandparent visitation “will not adversely
interfere with the parent-child relationship”); R. I. Gen. Laws §15—5—24.3(a)(2)(v)
(Supp. 1999) (grandparent must rebut, by clear and convincing evidence,
presumption that parent’s decision to refuse grandparent visitation was
reasonable); Utah Code Ann. §30—5—2(2)(e) (1998) (same); Hoff v. Berg,
595 N. W. 2d 285, 291—292 (N. D. 1999) (holding North Dakota
grandparent visitation statute unconstitutional because State has no
“compelling interest in presuming visitation rights of grandparents to an
unmarried minor are in the child’s best interests and forcing parents to
accede to court-ordered grandparental visitation unless the parents are first
able to prove such visitation is not in the best interests of their minor
child”). In an ideal world, parents might always seek to cultivate the bonds
between grandparents and their grandchildren. Needless to say, however, our
world is far from perfect, and in it the decision whether such an
intergenerational relationship would be beneficial in any specific case is for
the parent to make in the first instance. And, if a fit parent’s decision of
the kind at issue here becomes subject to judicial review, the court must accord
at least some special weight to the parent’s own determination.
Finally, we note that
there is no allegation that Granville ever sought to cut off visitation
entirely. Rather, the present dispute originated when Granville informed the
Troxels that she would prefer to restrict their visitation with Isabelle and
Natalie to one short visit per month and special holidays. See 87 Wash. App., at
133, 940 P.2d, at 699; Verbatim Report 12. In the Superior Court proceedings
Granville did not oppose visitation but instead asked that the duration of any
visitation order be shorter than that requested by the Troxels. While the
Troxels requested two weekends per month and two full weeks in the summer,
Granville asked the Superior Court to order only one day of visitation per month
(with no overnight stay) and participation in the Granville family’s holiday
celebrations. See 87 Wash. App., at 133, 940 P.2d, at 699; Verbatim Report 9
(“Right off the bat we’d like to say that our position is that grandparent
visitation is in the best interest of the children. It is a matter of how much
and how it is going to be structured”) (opening statement by Granville’s
attorney). The Superior Court gave no weight to Granville’s having assented to
visitation even before the filing of any visitation petition or subsequent court
intervention. The court instead rejected Granville’s proposal and settled on a
middle ground, ordering one weekend of visitation per month, one week in the
summer, and time on both of the petitioning grandparents’ birthdays. See 87
Wash. App., at 133—134, 940 P.2d, at 699; Verbatim Report 216—221.
Significantly, many other States expressly provide by statute that courts may
not award visitation unless a parent has denied (or unreasonably denied)
visitation to the concerned third party. See, e.g., Miss. Code Ann. §93—16—3(2)(a)
(1994) (court must find that “the parent or custodian of the child
unreasonably denied the grandparent visitation rights with the child”); Ore.
Rev. Stat. §109.121(1)(a)(B) (1997) (court may award visitation if the
“custodian of the child has denied the grandparent reasonable opportunity to
visit the child”); R. I. Gen. Laws §15—5—24.3(a)(2)(iii)—(iv)
(Supp. 1999) (court must find that parents prevented grandparent from visiting
grandchild and that “there is no other way the petitioner is able to visit his
or her grandchild without court intervention”).
Considered together with
the Superior Court’s reasons for awarding visitation to the Troxels, the
combination of these factors demonstrates that the visitation order in this case
was an unconstitutional infringement on Granville’s fundamental right to make
decisions concerning the care, custody, and control of her two daughters. The
Washington Superior Court failed to accord the determination of Granville, a fit
custodial parent, any material weight. In fact, the Superior Court made only two
formal findings in support of its visitation order. First, the Troxels “are
part of a large, central, loving family, all located in this area, and the [Troxels]
can provide opportunities for the children in the areas of cousins and music.”
App. 70a. Second, “[t]he children would be benefitted from spending quality
time with the [Troxels], provided that that time is balanced with time with the
childrens’ [sic] nuclear family.” Ibid. These slender
findings, in combination with the court’s announced presumption in favor of
grandparent visitation and its failure to accord significant weight to
Granville’s already having offered meaningful visitation to the Troxels, show
that this case involves nothing more than a simple disagreement between the
Washington Superior Court and Granville concerning her children’s best
interests. The Superior Court’s announced reason for ordering one week of
visitation in the summer demonstrates our conclusion well: “I look back on
some personal experiences … . We always spen[t] as kids a week with one
set of grandparents and another set of grandparents, [and] it happened to work
out in our family that [it] turned out to be an enjoyable experience. Maybe that
can, in this family, if that is how it works out.” Verbatim Report 220—221.
As we have explained, the Due Process Clause does not permit a State to infringe
on the fundamental right of parents to make childrearing decisions simply
because a state judge believes a “better” decision could be made. Neither
the Washington nonparental visitation statute generally–which places no limits
on either the persons who may petition for visitation or the circumstances in
which such a petition may be granted–nor the Superior Court in this specific
case required anything more. Accordingly, we hold that §26.10.160(3), as
applied in this case, is unconstitutional.
Because we rest our
decision on the sweeping breadth of §26.10.160(3) and the application of that
broad, unlimited power in this case, we do not consider the primary
constitutional question passed on by the Washington Supreme Court–whether the
Due Process Clause requires all nonparental visitation statutes to include a
showing of harm or potential harm to the child as a condition precedent to
granting visitation. We do not, and need not, define today the precise scope of
the parental due process right in the visitation context. In this respect, we
agree with Justice Kennedy that the constitutionality of any standard for
awarding visitation turns on the specific manner in which that standard is
applied and that the constitutional protections in this area are best
“elaborated with care.” Post, at 9 (dissenting opinion). Because much
state-court adjudication in this context occurs on a case-by-case basis, we
would be hesitant to hold that specific nonparental visitation statutes violate
the Due Process Clause as a per se matter.1
See, e.g., Fairbanks v. McCarter, 330 Md. 39, 49—50, 622
A. 2d 121, 126—127 (1993) (interpreting best-interest standard in
grandparent visitation statute normally to require court’s consideration of
certain factors); Williams v. Williams, 256 Va. 19, 501 S. E.
2d 417, 418 (1998) (interpreting Virginia nonparental visitation statute to
require finding of harm as condition precedent to awarding visitation).
Justice Stevens
criticizes our reliance on what he characterizes as merely “a guess” about
the Washington courts’ interpretation of §26.10.160(3). Post, at 2.
Justice Kennedy likewise states that “[m]ore specific guidance should await a
case in which a State’s highest court has considered all of the facts in the
course of elaborating the protection afforded to parents by the laws of the
State and by the Constitution itself.” Post, at 10. We respectfully
disagree. There is no need to hypothesize about how the Washington courts might
apply §26.10.160(3) because the Washington Superior Court did apply the
statute in this very case. Like the Washington Supreme Court, then, we are
presented with an actual visitation order and the reasons why the Superior Court
believed entry of the order was appropriate in this case. Faced with the
Superior Court’s application of §26.10.160(3) to Granville and her family,
the Washington Supreme Court chose not to give the statute a narrower
construction. Rather, that court gave §26.10.160(3) a literal and expansive
interpretation. As we have explained, that broad construction plainly
encompassed the Superior Court’s application of the statute. See supra,
at 8—9.
There is thus no reason
to remand the case for further proceedings in the Washington Supreme Court. As
Justice Kennedy recognizes, the burden of litigating a domestic relations
proceeding can itself be “so disruptive of the parent-child relationship that
the constitutional right of a custodial parent to make certain basic
determinations for the child’s welfare becomes implicated.” Post at
9. In this case, the litigation costs incurred by Granville on her trip through
the Washington court system and to this Court are without a doubt already
substantial. As we have explained, it is apparent that the entry of the
visitation order in this case violated the Constitution. We should say so now,
without forcing the parties into additional litigation that would further burden
Granville’s parental right. We therefore hold that the application of §26.10.160(3)
to Granville and her family violated her due process right to make decisions
concerning the care, custody, and control of her daughters.
Accordingly, the judgment
of the Washington Supreme Court is affirmed.
It is so ordered.
Justice Souter, concurring in the judgment.
I concur in the judgment
affirming the decision of the Supreme Court of Washington, whose facial
invalidation of its own state statute is consistent with this Court’s prior
cases addressing the substantive interests at stake. I would say no more. The
issues that might well be presented by reviewing a decision addressing the
specific application of the state statute by the trial court, ante, at
9—14, are not before us and do not call for turning any fresh furrows in the
“treacherous field” of substantive due process. Moore v. East
Cleveland, 431
U.S. 494, 502 (1977) (opinion of Powell, J.).
The Supreme Court of
Washington invalidated its state statute based on the text of the statute alone,
not its application to any particular case.1
Its ruling rested on two independently sufficient grounds: the failure of the
statute to require harm to the child to justify a disputed visitation order, In re
Smith, 137 Wash. 2d, 1, 17, 969 P.2d 21, 29 (1998), and the statute’s
authorization of “any person” at “any time” to petition and to receive
visitation rights subject only to a free-ranging best-interests-of-the-child
standard, id., at 20—21, 969 P.2d, at 30—31. Ante, at 4. I see
no error in the second reason, that because the state statute authorizes any
person at any time to request (and a judge to award) visitation rights, subject
only to the State’s particular best-interests standard, the state statute
sweeps too broadly and is unconstitutional on its face. Consequently, there is
no need to decide whether harm is required or to consider the precise scope of
the parent’s right or its necessary protections.
We have long recognized
that a parent’s interests in the nurture, upbringing, companionship, care, and
custody of children are generally protected by the Due Process Clause of the Fourteenth
Amendment. See, e.g., Meyer v. Nebraska, 262
U.S. 390, 399, 401 (1923); Pierce v. Society of Sisters, 268
U.S. 510, 535 (1925); Stanley v. Illinois, 405
U.S. 645, 651 (1972); Wisconsin v. Yoder, 406
U.S. 205, 232 (1972); Quilloin v. Walcott, 434
U.S. 246, 255 (1978); Parham v. J. R., 442
U.S. 584, 602 (1979); Santosky v. Kramer, 455
U.S. 745, 753 (1982); Washington v. Glucksberg, 521
U.S. 702, 720 (1997). As we first acknowledged in Meyer, the right of
parents to “bring up children,” 262 U.S., at 399, and “to control the
education of their own” is protected by the Constitution, id., at 401.
See also Glucksberg, supra, at 761 (Souter, J., concurring in judgment).
On the basis of this
settled principle, the Supreme Court of Washington invalidated its statute
because it authorized a contested visitation order at the intrusive behest of
any person at any time subject only to a best-interests-of-the-child standard.
In construing the statute, the state court explained that the “any person”
at “any time” language was to be read literally, at 137 Wash. 2d, at
10—11, 969 P.2d, at 25—27, and that “[m]ost notably the statut[e] do[es]
not require the petitioner to establish that he or she has a substantial
relationship with the child,” id., at 20—21, 969 P.2d, at 31.
Although the statute speaks of granting visitation rights whenever “visitation
may serve the best interest of the child,” Wash. Rev. Code §26.10.160(3)
(1994), the state court authoritatively read this provision as placing hardly
any limit on a court’s discretion to award visitation rights. As the court
understood it, the specific best-interests provision in the statute would allow
a court to award visitation whenever it thought it could make a better decision
than a child’s parent had done. See 137 Wash. 2d, at 20, 969 P.2d, at 31
(“It is not within the province of the state to make significant decisions
concerning the custody of children merely because it could make a ‘better’
decision”).2 On that basis in
part, the Supreme Court of Washington invalidated the State’s own statute:
“Parents have a right to limit visitation of their children with third
persons.” Id., at 21, 969 P.2d, at 31.
Our cases, it is true,
have not set out exact metes and bounds to the protected interest of a parent in
the relationship with his child, but Meyer’s repeatedly recognized
right of upbringing would be a sham if it failed to encompass the right to be
free of judicially compelled visitation by “any party” at “any time” a
judge believed he “could make a ‘better’ decision”3
than the objecting parent had done. The strength of a parent’s interest in
controlling a child’s associates is as obvious as the influence of personal
associations on the development of the child’s social and moral character.
Whether for good or for ill, adults not only influence but may indoctrinate
children, and a choice about a child’s social companions is not essentially
different from the designation of the adults who will influence the child in
school. Even a State’s considered judgment about the preferable political and
religious character of schoolteachers is not entitled to prevail over a
parent’s choice of private school. Pierce, supra, at 535 (“The
fundamental theory of liberty upon which all governments in this Union repose
excludes any general power of the State to standardize its children by forcing
them to accept instruction from public teachers only. The child is not the mere
creature of the State; those who nurture him and direct his destiny have the
right, coupled with the high duty, to recognize and prepare him for additional
obligations”). It would be anomalous, then, to subject a parent to any
individual judge’s choice of a child’s associates from out of the general
population merely because the judge might think himself more enlightened than
the child’s parent.4 To say the
least (and as the Court implied in Pierce), parental choice in such
matters is not merely a default rule in the absence of either governmental
choice or the government’s designation of an official with the power to choose
for whatever reason and in whatever circumstances.
Since I do not question
the power of a State’s highest court to construe its domestic statute and to
apply a demanding standard when ruling on its facial constitutionality,5
see Chicago v. Morales, 527
U.S. 41, 55, n. 22 (1999) (opinion of Stevens, J.), this for me is the
end of the case. I would simply affirm the decision of the Supreme Court of
Washington that its statute, authorizing courts to grant visitation rights to
any person at any time, is unconstitutional. I therefore respectfully concur in
the judgment.
Justice Thomas,
concurring in the judgment.
I write separately to
note that neither party has argued that our substantive due process cases were
wrongly decided and that the original understanding of the Due Process Clause
precludes judicial enforcement of unenumerated rights under that constitutional
provision. As a result, I express no view on the merits of this matter, and I
understand the plurality as well to leave the resolution of that issue for
another day.*
Consequently, I agree
with the plurality that this Court’s recognition of a fundamental right of
parents to direct the upbringing of their children resolves this case. Our
decision in Pierce v. Society of Sisters, 268
U.S. 510 (1925), holds that parents have a fundamental constitutional right
to rear their children, including the right to determine who shall educate and
socialize them. The opinions of the plurality, Justice Kennedy, and Justice
Souter recognize such a right, but curiously none of them articulates the
appropriate standard of review. I would apply strict scrutiny to infringements
of fundamental rights. Here, the State of Washington lacks even a legitimate
governmental interest–to say nothing of a compelling one–in second-guessing
a fit parent’s decision regarding visitation with third parties. On this
basis, I would affirm the judgment below.
Justice Stevens,
dissenting.
The Court today wisely
declines to endorse either the holding or the reasoning of the Supreme Court of
Washington. In my opinion, the Court would have been even wiser to deny
certiorari. Given the problematic character of the trial court’s decision and
the uniqueness of the Washington statute, there was no pressing need to review a
State Supreme Court decision that merely requires the state legislature to draft
a better statute.
Having decided to address
the merits, however, the Court should begin by recognizing that the State
Supreme Court rendered a federal constitutional judgment holding a state law
invalid on its face. In light of that judgment, I believe that we should
confront the federal questions presented directly. For the Washington statute is
not made facially invalid either because it may be invoked by too many
hypothetical plaintiffs, or because it leaves open the possibility that someone
may be permitted to sustain a relationship with a child without having to prove
that serious harm to the child would otherwise result.
I
In response to Tommie
Granville’s federal constitutional challenge, the State Supreme Court broadly
held that Wash. Rev. Code §26.10.160(3) (Supp. 1996) was invalid on its face
under the Federal Constitution.1
Despite the nature of this judgment, Justice O’Connor would hold that the
Washington visitation statute violated the Due Process Clause of the Fourteenth
Amendment only as applied. Ante, at 6, 8, 14—15. I agree with
Justice Souter, ante, at 1, and n. 1 (opinion concurring in
judgment), that this approach is untenable.
The task of reviewing a
trial court’s application of a state statute to the particular facts of a case
is one that should be performed in the first instance by the state appellate
courts. In this case, because of their views of the Federal Constitution, the
Washington state appeals courts have yet to decide whether the trial court’s
findings were adequate under the statute.2
Any as-applied critique of the trial court’s judgment that this Court might
offer could only be based upon a guess about the state courts’ application of
that State’s statute, and an independent assessment of the facts in this
case–both judgments that we are ill-suited and ill-advised to make.3
While I thus agree with
Justice Souter in this respect, I do not agree with his conclusion that the
State Supreme Court made a definitive construction of the visitation statute
that necessitates the constitutional conclusion he would draw.4
As I read the State Supreme Court’s opinion, In re Smith, 137
Wash. 2d 1, 19—20, 969 P.2d 21, 30—31 (1998), its interpretation of the
Federal Constitution made it unnecessary to adopt a definitive construction of
the statutory text, or, critically, to decide whether the statute had been
correctly applied in this case. In particular, the state court gave no content
to the phrase, “best interest of the child,” Wash. Rev. Code §26.10.160(3)
(Supp. 1996)–content that might well be gleaned from that State’s own
statutes or decisional law employing the same phrase in different contexts, and
from the myriad other state statutes and court decisions at least nominally
applying the same standard.5 Thus, I
believe that Justice Souter’s conclusion that the statute unconstitutionally
imbues state trial court judges with “
‘too much discretion in every case,’
” ante, at 4, n. 3 (opinion concurring in judgment) (quoting Chicago
v. Morales, 527
U.S. 41, 71 (1999) (Breyer, J., concurring)), is premature.
We are thus presented
with the unconstrued terms of a state statute and a State Supreme Court opinion
that, in my view, significantly misstates the effect of the Federal Constitution
upon any construction of that statute. Given that posture, I believe the Court
should identify and correct the two flaws in the reasoning of the state
court’s majority opinion, and remand for further review of the trial court’s
disposition of this specific case.
II
In my view, the State
Supreme Court erred in its federal constitutional analysis because neither the
provision granting “any person” the right to petition the court for
visitation, 137 Wash. 2d, at 20, 969 P.2d, at 30, nor the absence of a provision
requiring a “threshold … finding of harm to the child,” ibid.,
provides a sufficient basis for holding that the statute is invalid in all its
applications. I believe that a facial challenge should fail whenever a statute
has “a ‘plainly legitimate sweep,’
” Washington v. Glucksberg, 521
U.S. 702, 739—740 and n. 7 (1997) (Stevens, J., concurring in
judgment).6 Under the Washington
statute, there are plainly any number of cases–indeed, one suspects, the most
common to arise–in which the “person” among “any” seeking visitation
is a once-custodial caregiver, an intimate relation, or even a genetic parent.
Even the Court would seem to agree that in many circumstances, it would be
constitutionally permissible for a court to award some visitation of a child to
a parent or previous caregiver in cases of parental separation or divorce, cases
of disputed custody, cases involving temporary foster care or guardianship, and
so forth. As the statute plainly sweeps in a great deal of the permissible, the
State Supreme Court majority incorrectly concluded that a statute authorizing
“any person” to file a petition seeking visitation privileges would
invariably run afoul of the Fourteenth
Amendment.
The second key aspect of
the Washington Supreme Court’s holding–that the Federal Constitution
requires a showing of actual or potential “harm” to the child before a court
may order visitation continued over a parent’s objections–finds no support
in this Court’s case law. While, as the Court recognizes, the Federal
Constitution certainly protects the parent-child relationship from arbitrary
impairment by the State, see infra, at 7—8 we have never held that the
parent’s liberty interest in this relationship is so inflexible as to
establish a rigid constitutional shield, protecting every arbitrary parental
decision from any challenge absent a threshold finding of harm.7
The presumption that parental decisions generally serve the best interests of
their children is sound, and clearly in the normal case the parent’s interest
is paramount. But even a fit parent is capable of treating a child like a mere
possession.
Cases like this do not
present a bipolar struggle between the parents and the State over who has final
authority to determine what is in a child’s best interests. There is at a
minimum a third individual, whose interests are implicated in every case to
which the statute applies–the child.
It has become standard
practice in our substantive due process jurisprudence to begin our analysis with
an identification of the “fundamental” liberty interests implicated by the
challenged state action. See, e.g., ante, at 6—8 (opinion of
O’Connor, J.); Washington v. Glucksberg, 521
U.S. 702 (1997); Planned Parenthood of Southeastern Pa. v. Casey,
505 U.S.
833 (1992). My colleagues are of course correct to recognize that the right
of a parent to maintain a relationship with his or her child is among the
interests included most often in the constellation of liberties protected
through the Fourteenth
Amendment. Ante, at 6—8 (opinion of O’Connor, J.). Our cases
leave no doubt that parents have a fundamental liberty interest in caring for
and guiding their children, and a corresponding privacy interest–absent
exceptional circumstances–in doing so without the undue interference of
strangers to them and to their child. Moreover, and critical in this case, our
cases applying this principle have explained that with this constitutional
liberty comes a presumption (albeit a rebuttable one) that “natural bonds of
affection lead parents to act in the best interests of their children.” Parham
v. J. R., 442
U.S. 584, 602 (1979); see also Casey, 505 U.S., at 895; Santosky
v. Kramer, 455
U.S. 745, 759 (1982) (State may not presume, at factfinding stage of
parental rights termination proceeding, that interests of parent and child
diverge); see also ante, at 9—10 (opinion of O’Connor, J.).
Despite this Court’s
repeated recognition of these significant parental liberty interests, these
interests have never been seen to be without limits. In Lehr v. Robertson,
463 U.S.
248 (1983), for example, this Court held that a putative biological father
who had never established an actual relationship with his child did not have a
constitutional right to notice of his child’s adoption by the man who had
married the child’s mother. As this Court had recognized in an earlier case, a
parent’s liberty interests “
‘do not spring full-blown from the biological connection between parent and
child. They require relationships more enduring.’
” Id., at 260 (quoting Caban v. Mohammed, 441
U.S. 380, 397 (1979)).
Conversely, in Michael
H. v. Gerald D., 491
U.S. 110 (1989), this Court concluded that despite both biological
parenthood and an established relationship with a young child, a father’s due
process liberty interest in maintaining some connection with that child was not
sufficiently powerful to overcome a state statutory presumption that the husband
of the child’s mother was the child’s parent. As a result of the
presumption, the biological father could be denied even visitation with the
child because, as a matter of state law, he was not a “parent.” A plurality
of this Court there recognized that the parental liberty interest was a
function, not simply of “isolated factors” such as biology and intimate
connection, but of the broader and apparently independent interest in family.
See, e.g. . id., at 123; see also Lehr, 463 U.S., at 261; Smith
v. Organization of Foster Families For Equality & Reform, 431
U.S. 816, 842—847 (1977); Moore v. East Cleveland, 431
U.S. 494, 498—504 (1977).
A parent’s rights with
respect to her child have thus never been regarded as absolute, but rather are
limited by the existence of an actual, developed relationship with a child, and
are tied to the presence or absence of some embodiment of family. These
limitations have arisen, not simply out of the definition of parenthood itself,
but because of this Court’s assumption that a parent’s interests in a child
must be balanced against the State’s long-recognized interests as parens
patriae, see, e.g., Reno v. Flores, 507
U.S. 292, 303—304 (1993); Santosky v. Kramer, 455 U.S., at
766; Parham, 442 U.S., at 605; Prince v. Massachusetts, 321
U.S. 158, 166 (1944), and, critically, the child’s own complementary
interest in preserving relationships that serve her welfare and protection, Santosky,
455 U.S., at 760.
While this Court has not
yet had occasion to elucidate the nature of a child’s liberty interests in
preserving established familial or family-like bonds, 491 U.S., at 130
(reserving the question), it seems to me extremely likely that, to the extent
parents and families have fundamental liberty interests in preserving such
intimate relationships, so, too, do children have these interests, and so, too,
must their interests be balanced in the equation.8
At a minimum, our prior cases recognizing that children are, generally speaking,
constitutionally protected actors require that this Court reject any suggestion
that when it comes to parental rights, children are so much chattel. See ante,
at 5—6 (opinion of O’Connor, J.) (describing States’ recognition of “an
independent third-party interest in a child”). The constitutional protection
against arbitrary state interference with parental rights should not be extended
to prevent the States from protecting children against the arbitrary exercise of
parental authority that is not in fact motivated by an interest in the welfare
of the child.9
This is not, of course,
to suggest that a child’s liberty interest in maintaining contact with a
particular individual is to be treated invariably as on a par with that
child’s parents’ contrary interests. Because our substantive due process
case law includes a strong presumption that a parent will act in the best
interest of her child, it would be necessary, were the state appellate courts
actually to confront a challenge to the statute as applied, to consider whether
the trial court’s assessment of the “best interest of the child”
incorporated that presumption. Neither would I decide whether the trial court
applied Washington’s statute in a constitutional way in this case, although,
as I have explained, n. 3, supra, I think the outcome of this
determination is far from clear. For the purpose of a facial challenge like
this, I think it safe to assume that trial judges usually give great deference
to parents’ wishes, and I am not persuaded otherwise here.
But presumptions
notwithstanding, we should recognize that there may be circumstances in which a
child has a stronger interest at stake than mere protection from serious harm
caused by the termination of visitation by a “person” other than a parent.
The almost infinite variety of family relationships that pervade our
ever-changing society strongly counsel against the creation by this Court of a
constitutional rule that treats a biological parent’s liberty interest in the
care and supervision of her child as an isolated right that may be exercised
arbitrarily. It is indisputably the business of the States, rather than a
federal court employing a national standard, to assess in the first instance the
relative importance of the conflicting interests that give rise to disputes such
as this.10 Far from guaranteeing
that parents’ interests will be trammeled in the sweep of cases arising under
the statute, the Washington law merely gives an individual–with whom a child
may have an established relationship–the procedural right to ask the State to
act as arbiter, through the entirely well-known best-interests standard, between
the parent’s protected interests and the child’s. It seems clear to me that
the Due Process Clause of the Fourteenth
Amendment leaves room for States to consider the impact on a child of
possibly arbitrary parental decisions that neither serve nor are motivated by
the best interests of the child.
Accordingly, I
respectfully dissent.
Justice Scalia, dissenting.
In my view, a right of
parents to direct the upbringing of their children is among the “unalienable
Rights” with which the Declaration of Independence proclaims “all Men …
are endowed by their Creator.” And in my view that right is also among the
“othe[r] [rights] retained by the people” which the Ninth
Amendment says the Constitution’s enumeration of rights “shall not be
construed to deny or disparage.” The Declaration of Independence, however, is
not a legal prescription conferring powers upon the courts; and the
Constitution’s refusal to “deny or disparage” other rights is far removed
from affirming any one of them, and even farther removed from authorizing judges
to identify what they might be, and to enforce the judges’ list against laws
duly enacted by the people. Consequently, while I would think it entirely
compatible with the commitment to representative democracy set forth in the
founding documents to argue, in legislative chambers or in electoral campaigns,
that the state has no power to interfere with parents’ authority over
the rearing of their children, I do not believe that the power which the
Constitution confers upon me as a judge entitles me to deny legal effect
to laws that (in my view) infringe upon what is (in my view) that unenumerated
right.
Only three holdings of
this Court rest in whole or in part upon a substantive constitutional right of
parents to direct the upbringing of their children1–two
of them from an era rich in substantive due process holdings that have since
been repudiated. See Meyer v. Nebraska, 262
U.S. 390, 399, 401 (1923); Pierce v. Society of Sisters, 268
U.S. 510, 534—535 (1925); Wisconsin v. Yoder, 406
U.S. 205, 232—233 (1972). Cf. West Coast Hotel Co. v. Parrish,
300 U.S.
379 (1937) (overruling Adkins v. Children’s Hospital of D. C.,
261 U.S.
525 (1923)). The sheer diversity of today’s opinions persuades me that the
theory of unenumerated parental rights underlying these three cases has small
claim to stare decisis protection. A legal principle that can be thought
to produce such diverse outcomes in the relatively simple case before us here is
not a legal principle that has induced substantial reliance. While I would not
now overrule those earlier cases (that has not been urged), neither would I
extend the theory upon which they rested to this new context.
Judicial vindication of
“parental rights” under a Constitution that does not even mention them
requires (as Justice Kennedy’s opinion rightly points out) not only a
judicially crafted definition of parents, but also–unless, as no one believes,
the parental rights are to be absolute–judicially approved assessments of
“harm to the child” and judicially defined gradations of other persons
(grandparents, extended family, adoptive family in an adoption later found to be
invalid, long-term guardians, etc.) who may have some claim against the wishes
of the parents. If we embrace this unenumerated right, I think it
obvious–whether we affirm or reverse the judgment here, or remand as Justice
Stevens or Justice Kennedy would do–that we will be ushering in a new regime
of judicially prescribed, and federally prescribed, family law. I have no reason
to believe that federal judges will be better at this than state legislatures;
and state legislatures have the great advantages of doing harm in a more
circumscribed area, of being able to correct their mistakes in a flash, and of
being removable by the people.2
For these reasons, I
would reverse the judgment below.
Justice Kennedy, dissenting.
The Supreme Court of
Washington has determined that petitioners Jenifer and Gary Troxel have standing
under state law to seek court-ordered visitation with their grandchildren,
notwithstanding the objections of the children’s parent, respondent Tommie
Granville. The statute relied upon provides:
“Any person may petition the court for
visitation rights at any time including, but not limited to, custody
proceedings. The court may order visitation rights for any person when
visitation may serve the best interest of the child whether or not there has
been any change of circumstances.” Wash. Rev. Code §26.10.160(3) (1994).
After acknowledging this statutory right to sue
for visitation, the State Supreme Court invalidated the statute as violative of
the United States Constitution, because it interfered with a parent’s right to
raise his or her child free from unwarranted interference. In re Smith,
137 Wash. 2d 1, 969 P.2d 21 (1998). Although parts of the court’s
decision may be open to differing interpretations, it seems to be agreed that
the court invalidated the statute on its face, ruling it a nullity.
The first flaw the State
Supreme Court found in the statute is that it allows an award of visitation to a
non-parent without a finding that harm to the child would result if visitation
were withheld; and the second is that the statute allows any person to seek
visitation at any time. In my view the first theory is too broad to be correct,
as it appears to contemplate that the best interests of the child standard may
not be applied in any visitation case. I acknowledge the distinct possibility
that visitation cases may arise where, considering the absence of other
protection for the parent under state laws and procedures, the best interests of
the child standard would give insufficient protection to the parent’s
constitutional right to raise the child without undue intervention by the state;
but it is quite a different matter to say, as I understand the Supreme Court of
Washington to have said, that a harm to the child standard is required in every
instance.
Given the error I see in
the State Supreme Court’s central conclusion that the best interests of the
child standard is never appropriate in third-party visitation cases, that court
should have the first opportunity to reconsider this case. I would remand the
case to the state court for further proceedings. If it then found the statute
has been applied in an unconstitutional manner because the best interests of the
child standard gives insufficient protection to a parent under the circumstances
of this case, or if it again declared the statute a nullity because the statute
seems to allow any person at all to seek visitation at any time, the decision
would present other issues which may or may not warrant further review in this
Court. These include not only the protection the Constitution gives parents
against state-ordered visitation but also the extent to which federal rules for
facial challenges to statutes control in state courts. These matters, however,
should await some further case. The judgment now under review should be vacated
and remanded on the sole ground that the harm ruling that was so central to the
Supreme Court of Washington’s decision was error, given its broad formulation.
Turning to the question
whether harm to the child must be the controlling standard in every visitation
proceeding, there is a beginning point that commands general, perhaps unanimous,
agreement in our separate opinions: As our case law has developed, the custodial
parent has a constitutional right to determine, without undue interference by
the state, how best to raise, nurture, and educate the child. The parental right
stems from the liberty protected by the Due Process Clause of the Fourteenth
Amendment. See, e.g., Meyer v. Nebraska, 262
U.S. 390, 399, 401 (1923); Pierce v. Society of Sisters, 268
U.S. 510, 534—535 (1925); Prince v. Massachusetts, 321
U.S. 158, 166 (1944); Stanley v. Illinois, 405
U.S. 645, 651—652 (1972); Wisconsin v. Yoder, 406
U.S. 205, 232—233 (1972); Santosky v. Kramer, 455
U.S. 745, 753—754 (1982). Pierce and Meyer, had they been
decided in recent times, may well have been grounded upon First
Amendment principles protecting freedom of speech, belief, and religion.
Their formulation and subsequent interpretation have been quite different, of
course; and they long have been interpreted to have found in Fourteenth
Amendment concepts of liberty an independent right of the parent in the
“custody, care and nurture of the child,” free from state intervention. Prince,
supra, at 166. The principle exists, then, in broad formulation; yet courts
must use considerable restraint, including careful adherence to the incremental
instruction given by the precise facts of particular cases, as they seek to give
further and more precise definition to the right.
The State Supreme Court
sought to give content to the parent’s right by announcing a categorical rule
that third parties who seek visitation must always prove the denial of
visitation would harm the child. After reviewing some of the relevant
precedents, the Supreme Court of Washington concluded “
‘[t]he requirement of harm is the sole protection that parents have against
pervasive state interference in the parenting process.’
” In re Smith, 137 Wash. 2d, at 19—20, 969 P.2d, at 30
(quoting Hawk v. Hawk, 855 S. W. 2d 573, 580 (Tenn.
1993)). For that reason, “[s]hort of preventing harm to the child,” the
court considered the best interests of the child to be “insufficient to serve
as a compelling state interest overruling a parent’s fundamental rights.” In re Smith,
supra, at 20, 969 P.2d, at 30.
While it might be argued
as an abstract matter that in some sense the child is always harmed if his or
her best interests are not considered, the law of domestic relations, as it has
evolved to this point, treats as distinct the two standards, one harm to the
child and the other the best interests of the child. The judgment of the Supreme
Court of Washington rests on that assumption, and I, too, shall assume that
there are real and consequential differences between the two standards.
On the question whether
one standard must always take precedence over the other in order to protect the
right of the parent or parents, “[o]ur Nation’s history, legal traditions,
and practices” do not give us clear or definitive answers. Washington
v. Glucksberg, 521
U.S. 702, 721 (1997). The consensus among courts and commentators is that at
least through the 19th century there was no legal right of visitation;
court-ordered visitation appears to be a 20th-century phenomenon. See, e.g.,
1 D. Kramer, Legal Rights of Children 124, 136 (2d ed. 1994); 2 J. Atkinson,
Modern Child Custody Practice §8.10 (1986). A case often cited as one of the
earliest visitation decisions, Succession of Reiss, 46 La. Ann. 347,
353, 15 So. 151, 152 (1894), explained that “the obligation ordinarily to
visit grandparents is moral and not legal”–a conclusion which appears
consistent with that of American common law jurisdictions of the time. Early
20th-century exceptions did occur, often in cases where a relative had acted in
a parental capacity, or where one of a child’s parents had died. See Douglass
v. Merriman, 163 S. C. 210, 161 S. E. 452 (1931) (maternal
grandparent awarded visitation with child when custody was awarded to father;
mother had died); Solomon v. Solomon, 319 Ill. App. 618, 49
N. E. 2d 807 (1943) (paternal grandparents could be given visitation
with child in custody of his mother when their son was stationed abroad; case
remanded for fitness hearing); Consaul v. Consaul, 63
N. Y. S. 2d 688 (Sup. Ct. Jefferson Cty. 1946) (paternal grandparents
awarded visitation with child in custody of his mother; father had become
incompetent). As a general matter, however, contemporary state-court decisions
acknowledge that “[h]istorically, grandparents had no legal right of
visitation,” Campbell v. Campbell, 896 P.2d 635, 642, n. 15
(Utah App. 1995), and it is safe to assume other third parties would have fared
no better in court.
To say that third parties
have had no historical right to petition for visitation does not necessarily
imply, as the Supreme Court of Washington concluded, that a parent has a
constitutional right to prevent visitation in all cases not involving harm.
True, this Court has acknowledged that States have the authority to intervene to
prevent harm to children, see, e.g., Prince, supra, at 168—169; Yoder,
supra, at 233—234, but that is not the same as saying that a heightened
harm to the child standard must be satisfied in every case in which a third
party seeks a visitation order. It is also true that the law’s traditional
presumption has been “that natural bonds of affection lead parents to act in
the best interests of their children,” Parham v. J. R., 442
U.S. 584, 602 (1979); and “[s]imply because the decision of a parent is
not agreeable to a child or because it involves risks does not automatically
transfer the power to make that decision from the parents to some agency or
officer of the state,” id., at 603. The State Supreme Court’s
conclusion that the Constitution forbids the application of the best interests
of the child standard in any visitation proceeding, however, appears to rest
upon assumptions the Constitution does not require.
My principal concern is
that the holding seems to proceed from the assumption that the parent or parents
who resist visitation have always been the child’s primary caregivers and that
the third parties who seek visitation have no legitimate and established
relationship with the child. That idea, in turn, appears influenced by the
concept that the conventional nuclear family ought to establish the visitation
standard for every domestic relations case. As we all know, this is simply not
the structure or prevailing condition in many households. See, e.g., Moore
v. East Cleveland, 431
U.S. 494 (1977). For many boys and girls a traditional family with two or
even one permanent and caring parent is simply not the reality of their
childhood. This may be so whether their childhood has been marked by tragedy or
filled with considerable happiness and fulfillment.
Cases are sure to
arise–perhaps a substantial number of cases–in which a third party, by
acting in a caregiving role over a significant period of time, has developed a
relationship with a child which is not necessarily subject to absolute parental
veto. See Michael H. v. Gerald D., 491
U.S. 110 (1989) (putative natural father not entitled to rebut state law
presumption that child born in a marriage is a child of the marriage); Quilloin
v. Walcott, 434
U.S. 246 (1978) (best interests standard sufficient in adoption proceeding
to protect interests of natural father who had not legitimated the child); see
also Lehr v. Robertson, 463
U.S. 248, 261 (1983) (“
‘[T]he importance of the familial relationship, to the individuals involved
and to the society, stems from the emotional attachments that derive from the
intimacy of daily association, and from the role it plays in ‘promot[ing] a
way of life’ through the instruction of children … as well as from the
fact of blood relationship.’
” (quoting Smith v. Organization of Foster Families For Equality
& Reform, 431
U.S. 816, 844 (1977) (in turn quoting Yoder, 406 U.S., at
231—233))). Some pre-existing relationships, then, serve to identify persons
who have a strong attachment to the child with the concomitant motivation to act
in a responsible way to ensure the child’s welfare. As the State Supreme Court
was correct to acknowledge, those relationships can be so enduring that “in
certain circumstances where a child has enjoyed a substantial relationship with
a third person, arbitrarily depriving the child of the relationship could cause
severe psychological harm to the child,” In re Smith, 137
Wash. 2d, at 20, 969 P.2d, at 30; and harm to the adult may also ensue. In
the design and elaboration of their visitation laws, States may be entitled to
consider that certain relationships are such that to avoid the risk of harm, a
best interests standard can be employed by their domestic relations courts in
some circumstances.
Indeed, contemporary
practice should give us some pause before rejecting the best interests of the
child standard in all third-party visitation cases, as the Washington court has
done. The standard has been recognized for many years as a basic tool of
domestic relations law in visitation proceedings. Since 1965 all 50 States have
enacted a third-party visitation statute of some sort. See ante, at 15,
n. (plurality opinion). Each of these statutes, save one, permits a court order
to issue in certain cases if visitation is found to be in the best interests of
the child. While it is unnecessary for us to consider the constitutionality of
any particular provision in the case now before us, it can be noted that the
statutes also include a variety of methods for limiting parents’ exposure to
third-party visitation petitions and for ensuring parental decisions are given
respect. Many States limit the identity of permissible petitioners by
restricting visitation petitions to grandparents, or by requiring petitioners to
show a substantial relationship with a child, or both. See, e.g., Kan.
Stat. Ann. §38—129 (1993 and Supp. 1998) (grandparent visitation authorized
under certain circumstances if a substantial relationship exists); N. C.
Gen. Stat. §§50—13.2, 50—13.2A, 50—13.5 (1999) (same); Iowa Code
§598.35 (Supp. 1999) (same; visitation also authorized for great-grandparents);
Wis. Stat. §767.245 (Supp. 1999) (visitation authorized under certain
circumstances for “a grandparent, greatgrandparent, stepparent or person who
has maintained a relationship similar to a parent-child relationship with the
child”). The statutes vary in other respects–for instance, some permit
visitation petitions when there has been a change in circumstances such as
divorce or death of a parent, see, e.g., N. H. Rev. Stat. Ann.
§458:17—d (1992), and some apply a presumption that parental decisions should
control, see, e.g., Cal. Fam. Code Ann. §§3104(e)—(f) (West 1994);
R. I. Gen. Laws §15—5—24.3(a)(2)(v) (Supp. 1999). Georgia’s is the
sole State Legislature to have adopted a general harm to the child standard, see
Ga. Code Ann. §19—7—3(c) (1999), and it did so only after the Georgia
Supreme Court held the State’s prior visitation statute invalid under the
Federal and Georgia Constitutions, see Brooks v. Parkerson, 265
Ga. 189, 454 S. E. 2d 769, cert. denied, 516
U.S. 942 (1995).
In light of the
inconclusive historical record and case law, as well as the almost universal
adoption of the best interests standard for visitation disputes, I would be hard
pressed to conclude the right to be free of such review in all cases is itself
“
‘implicit in the concept of ordered liberty.’
” Glucksberg, 521 U.S., at 721 (quoting Palko v. Connecticut,
302 U.S.
319, 325 (1937)). In my view, it would be more appropriate to conclude that
the constitutionality of the application of the best interests standard depends
on more specific factors. In short, a fit parent’s right vis-à-vis a complete
stranger is one thing; her right vis-à-vis another parent or a de facto
parent may be another. The protection the Constitution requires, then, must be
elaborated with care, using the discipline and instruction of the case law
system. We must keep in mind that family courts in the 50 States confront these
factual variations each day, and are best situated to consider the
unpredictable, yet inevitable, issues that arise. Cf. Ankenbrandt v. Richards,
504 U.S.
689, 703—704 (1992).
It must be recognized, of
course, that a domestic relations proceeding in and of itself can constitute
state intervention that is so disruptive of the parent-child relationship that
the constitutional right of a custodial parent to make certain basic
determinations for the child’s welfare becomes implicated. The best interests
of the child standard has at times been criticized as indeterminate, leading to
unpredictable results. See, e.g., American Law Institute, Principles of
the Law of Family Dissolution 2, and n. 2 (Tentative Draft No. 3, Mar. 20,
1998). If a single parent who is struggling to raise a child is faced with
visitation demands from a third party, the attorney’s fees alone might destroy
her hopes and plans for the child’s future. Our system must confront more
often the reality that litigation can itself be so disruptive that
constitutional protection may be required; and I do not discount the possibility
that in some instances the best interests of the child standard may provide
insufficient protection to the parent-child relationship. We owe it to the
Nation’s domestic relations legal structure, however, to proceed with caution.
It should suffice in this
case to reverse the holding of the State Supreme Court that the application of
the best interests of the child standard is always unconstitutional in
third-party visitation cases. Whether, under the circumstances of this case, the
order requiring visitation over the objection of this fit parent violated the
Constitution ought to be reserved for further proceedings. Because of its
sweeping ruling requiring the harm to the child standard, the Supreme Court of
Washington did not have the occasion to address the specific visitation order
the Troxels obtained. More specific guidance should await a case in which a
State’s highest court has considered all of the facts in the course of
elaborating the protection afforded to parents by the laws of the State and by
the Constitution itself. Furthermore, in my view, we need not address whether,
under the correct constitutional standards, the Washington statute can be
invalidated on its face. This question, too, ought to be addressed by the state
court in the first instance.
In my view the judgment
under review should be vacated and the case remanded for further proceedings
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